Regulations last checked for updates: May 15, 2024

Title 17 - Commodity and Securities Exchanges last revised: May 01, 2024
§ 242.503 - Certain foreign research reports.

A foreign person, located outside the United States and not associated with a registered broker or dealer, who prepares a research report concerning a foreign security and provides it to a U.S. person in the United States in accordance with the provisions of § 240.15a-6(a)(2) of this chapter shall be exempt from the requirements of this regulation.

source: 62 FR 544, Jan. 3, 1997, unless otherwise noted.
cite as: 17 CFR 242.503