17 CFR 240.16a-13 - Change in form of beneficial ownership.

Regulations last checked for updates: Feb 13, 2026

Title 17 - Commodity and Securities Exchanges last revised: Jan 29, 2026

View all text of Part 240 [§ 240.0-1 - § 240.36a1-2]

§ 240.16a-13 - Change in form of beneficial ownership.

A transaction, other than the exercise or conversion of a derivative security or deposit into or withdrawal from a voting trust, that effects only a change in the form of beneficial ownership without changing a person's pecuniary interest in the subject equity securities shall be exempt from section 16 of the Act.

[61 FR 30393, June 14, 1996]

authority: 15 U.S.C. 77c,77d,77g,77j,77s,77z,77z,77eee,77ggg,77nnn,77sss,77ttt,78c,78c-3,78c-5,78d,78e,78f,78g,78i,78j,78j-1,78j-4,78k,78k-1,78

cite as: 17 CFR 240.16a-13