16 CFR 802.60 - Acquisitions by securities underwriters.

Regulations last checked for updates: May 03, 2024

Title 16 - Commercial Practices last revised: Apr 30, 2024

View all text of Part 802 [§ 802.1 - § 802.80]

§ 802.60 - Acquisitions by securities underwriters.

An acquisition of voting securities by a person acting as a securities underwriter, in the ordinary course of business, and in the process of underwriting, shall be exempt from the requirements of the act.

authority: 15 U.S.C. 18a(d)

source: 43 FR 33544, July 31, 1978, unless otherwise noted.

cite as: 16 CFR 802.60