Regulations last checked for updates: Jan 14, 2026
Title 40 - Protection of Environment last revised: Dec 31, 2026
§ 98.510 - Definition of the source category.
This source category includes any facility that produces caprolactam, glyoxal, or glyoxylic acid. This source category excludes the production of glyoxal through the LaPorte process (i.e., the gas-phase catalytic oxidation of ethylene glycol with air in the presence of a silver or copper catalyst).
§ 98.511 - Reporting threshold.
You must report GHG emissions under this subpart if your facility meets the requirements of either § 98.2(a)(1) or (2) and the definition of source category in § 98.510.
§ 98.512 - GHGs to report.
(a) You must report N2O process emissions from the production of caprolactam, glyoxal, and glyoxylic acid as required by this subpart.
(b) You must report under subpart C of this part the emissions of CO2, CH4, and N2O from each stationary combustion unit by following the requirements of subpart C of this part.
§ 98.513 - Calculating GHG emissions.
(a) You must determine annual N2O process emissions from each caprolactam, glyoxal, and glyoxylic acid process line using the appropriate default N2O generation factor(s) from table 1 to this subpart, the site-specific N2O destruction factor(s) for each N2O abatement device, and site-specific production data according to paragraphs (b) through (e) of this section.
(b) You must determine the total annual amount of product i (caprolactam, glyoxal, or glyoxylic acid) produced on each process line t (metric tons product), according to § 98.514(b).
(c) If process line t exhausts to any N2O abatement technology j, you must determine the destruction efficiency for each N2O abatement technology according to paragraph (c)(1) or (2) of this section.
(1) Use the control device manufacturer's specified destruction efficiency.
(2) Estimate the destruction efficiency through process knowledge. Examples of information that could constitute process knowledge include calculations based on material balances, process stoichiometry, or previous test results provided the results are still relevant to the current vent stream conditions. You must document how process knowledge (if applicable) was used to determine the destruction efficiency.
(d) If process line t exhausts to any N2O abatement technology j, you must determine the abatement utilization factor for each N2O abatement technology according to paragraph (d)(1) or (2) of this section.
(1) If the abatement technology j has no downtime during the year, use 1.
(2) If the abatement technology j was not operational while product i was being produced on process line t, calculate the abatement utilization factor according to equation 1 to this paragraph (d)(2).
Equation 1 to paragraph (d)(2)
Where:
AFj = Monthly abatement utilization factor of N2O abatement technology j from process unit t (fraction of time that abatement technology is operating).
Ti,j = Total number of hours during month that product i (caprolactam, glyoxal, or glyoxylic acid), was produced from process unit t during which N2O abatement technology j was operational (hours).
Ti = Total number of hours during month that product i (caprolactam, glyoxal, or glyoxylic acid), was produced from process unit t (hours).
(e) You must calculate N2O emissions for each product i from each process line t and each N2O control technology j according to equation 2 to this paragraph (e).
Equation 2 to paragraph (e)
Where:
EN2Ot = Monthly process emissions of N2O, metric tons from process line t.
EFi = N2O generation factor for product i (caprolactam, glyoxal, or glyoxylic acid), kg N2O/metric ton of product produced, as shown in table 1 to this subpart.
Pi = Monthly production of product i, (caprolactam, glyoxal, or glyoxylic acid), metric tons.
DEj = Destruction efficiency of N2O abatement technology type j, fraction (decimal fraction of N2O removed from vent stream).
AFj = Monthly abatement utilization factor for N2O abatement technology type j, fraction, calculated using equation 1 to paragraph (d)(2) of this section.
0.001 = Conversion factor from kg to metric tons.
(f) You must determine the annual emissions combined from each process line at your facility using equation 3 to this paragraph (f):
Equation 3 to paragraph (f)
Where:
N2O = Annual process N2O emissions from each process line for product i (caprolactam, glyoxal, or glyoxylic acid) (metric tons).
EN2Ot = Monthly process emissions of N2O from each process line for product i (caprolactam, glyoxal, or glyoxylic acid) (metric tons).
§ 98.514 - Monitoring and QA/QC requirements.
(a) You must determine the total monthly amount of caprolactam, glyoxal, and glyoxylic acid produced. These monthly amounts are determined according to the methods in paragraph (a)(1) or (2) of this section.
(1) Direct measurement of production (such as using flow meters, weigh scales, etc.).
(2) Existing plant procedures used for accounting purposes (i.e., dedicated tank-level and acid concentration measurements).
(b) You must determine the annual amount of caprolactam, glyoxal, and glyoxylic acid produced. These annual amounts are determined by summing the respective monthly quantities determined in paragraph (a) of this section.
§ 98.515 - Procedures for estimating missing data.
A complete record of all measured parameters used in the GHG emissions calculations is required. Therefore, whenever a quality-assured value of a required parameter is unavailable, a substitute data value for the missing parameter must be used in the calculations as specified in paragraphs (a) and (b) of this section.
(a) For each missing value of caprolactam, glyoxal, or glyoxylic acid production, the substitute data must be the best available estimate based on all available process data or data used for accounting purposes (such as sales records).
(b) For missing values related to the N2O abatement device, assuming that the operation is generally constant from year to year, the substitute data value should be the most recent quality-assured value.
§ 98.516 - Data reporting requirements.
In addition to the information required by § 98.3(c), each annual report must contain the information specified in paragraphs (a) through (j) of this section.
(a) Process line identification number.
(b) Annual process N2O emissions from each process line according to paragraphs (b)(1) through (3) of this section.
(1) N2O from caprolactam production (metric tons).
(2) N2O from glyoxal production (metric tons).
(3) N2O from glyoxylic acid production (metric tons).
(c) Annual production quantities from all process lines at the caprolactam, glyoxal, or glyoxylic acid production facility according to paragraphs (c)(1) through (3) of this section.
(1) Caprolactam production (metric tons).
(2) Glyoxal production (metric tons).
(3) Glyoxylic acid production (metric tons).
(d) Annual production capacity from all process lines at the caprolactam, glyoxal, or glyoxylic acid production facility, as applicable, in paragraphs (d)(1) through (3) of this section.
(1) Caprolactam production capacity (metric tons).
(2) Glyoxal production capacity (metric tons).
(3) Glyoxylic acid production capacity (metric tons).
(e) Number of process lines at the caprolactam, glyoxal, or glyoxylic acid production facility, by product, in paragraphs (e)(1) through (3) of this section.
(1) Total number of process lines producing caprolactam.
(2) Total number of process lines producing glyoxal.
(3) Total number of process lines producing glyoxylic acid.
(f) Number of operating hours in the calendar year for each process line at the caprolactam, glyoxal, or glyoxylic acid production facility (hours).
(g) N2O abatement technologies used (if applicable) and date of installation of abatement technology at the caprolactam, glyoxal, or glyoxylic acid production facility.
(h) Monthly abatement utilization factor for each N2O abatement technology for each process line at the caprolactam, glyoxal, or glyoxylic acid production facility.
(i) Number of times in the reporting year that missing data procedures were followed to measure production quantities of caprolactam, glyoxal, or glyoxylic acid (months).
(j) Annual percent N2O emission reduction per chemical produced at the caprolactam, glyoxal, or glyoxylic acid production facility, as applicable, in paragraphs (j)(1) through (3) of this section.
(1) Annual percent N2O emission reduction for all caprolactam production process lines.
(2) Annual percent N2O emission reduction for all glyoxal production process lines.
(3) Annual percent N2O emission reduction for all glyoxylic acid production process lines.
§ 98.517 - Records that must be retained.
In addition to the information required by § 98.3(g), you must retain the records specified in paragraphs (a) through (d) of this section for each caprolactam, glyoxal, or glyoxylic acid production facility:
(a) Documentation of how accounting procedures were used to estimate production rate.
(b) Documentation of how process knowledge was used to estimate abatement technology destruction efficiency (if applicable).
(c) Documentation of the procedures used to ensure the accuracy of the measurements of all reported parameters, including but not limited to, calibration of weighing equipment, flow meters, and other measurement devices. The estimated accuracy of measurements made with these devices must also be recorded, and the technical basis for these estimates must be provided.
(d) The applicable verification software records as identified in this paragraph (d). You must keep a record of the file generated by the verification software specified in § 98.5(b) for the applicable data specified in paragraphs (d)(1) through (4) of this section. Retention of this file satisfies the recordkeeping requirement for the data in paragraphs (d)(1) through (4) of this section.
(1) Monthly production quantity of caprolactam from each process line at the caprolactam, glyoxal, or glyoxylic acid production facility (metric tons).
(2) Monthly production quantity of glyoxal from each process line at the caprolactam, glyoxal, or glyoxylic acid production facility (metric tons).
(3) Monthly production quantity of glyoxylic acid from each process line at the caprolactam, glyoxal, or glyoxylic acid production facility (metric tons).
(4) Destruction efficiency of N2O abatement technology from each process line, fraction (decimal fraction of N2O removed from vent stream).
§ 98.518 - Definitions.
All terms used in this subpart have the same meaning given in the Clean Air Act and subpart A of this part.
Appendix - Table 1 to Subpart YY of Part 98—N2O Generation Factors
Table 1 to Subpart YY of Part 98—N2O Generation Factors
| Product
| N2O
generation
factor
a
|
|---|
| Caprolactam | 9.0
|
| Glyoxal | 520
|
| Glyoxylic acid | 100
|
source: 74 FR 56374, Oct. 30, 2009, unless otherwise noted.
cite as: 40 CFR 98.515