Brokers or dealers in securities are subject to the special information sharing procedures to deter money laundering and terrorist activity requirements set forth and cross referenced in this subpart. Brokers or dealers in securities should also refer to subpart E of part 1010 of this chapter for special information sharing procedures to deter money laundering and terrorist activity contained in that subpart which apply to brokers or dealers in securities.

(a) Refer to § 1010.520 of this chapter.

(b) [Reserved]

(a) Refer to § 1010.540 of this chapter.

(b) [Reserved]