Regulations last checked for updates: Feb 06, 2026

Title 17 - Commodity and Securities Exchanges last revised: Jan 29, 2026
§ 9.6 - Sanctions for noncompliance.

In the event that any party fails to file any document or make any appearance which is required under this part, the Commission may, in its discretion, and upon its own motion or upon the motion of any party to the proceeding, dismiss the proceeding before it, or, based on the record before it, affirm, modify, set aside, or remand for further proceedings, in whole or in part, the decision of the exchange.

authority: 7 U.S.C. 1a,2,6b,6c,7,7a-2,7b-3,8,9,9a,12,12a,12c,13b,16a,18,19, and21
source: 52 FR 25366, July 7, 1987, unless otherwise noted.
cite as: 17 CFR 9.6