17 CFR 249.1300 - Form MA, for registration as a municipal advisor, and for amendments to registration.

Regulations last checked for updates: Apr 18, 2024

Title 17 - Commodity and Securities Exchanges last revised: Apr 15, 2024

View all text of Subpart N [§ 249.1300 - § 249.1330]

§ 249.1300 - Form MA, for registration as a municipal advisor, and for amendments to registration.

The form shall be used for registration as a municipal advisor pursuant to section 15B of the Securities Exchange Act of 1934 (15 U.S.C. 78o-4) and for amendments to registrations.

Editorial Note:For Federal Register citations affecting Form MA-T, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.

authority: 15 U.S.C. 78a

cite as: 17 CFR 249.1300