17 CFR 249.1002 - Form CC, for application for registration as a competing consolidator or to amend such an application or registration.

Regulations last checked for updates: May 15, 2024

Title 17 - Commodity and Securities Exchanges last revised: May 01, 2024

View all text of Subpart K [§ 249.1001 - § 249.1002]

§ 249.1002 - Form CC, for application for registration as a competing consolidator or to amend such an application or registration.

This form shall be used for application for registration as a competing consolidator, pursuant to section 11A of the Securities Exchange Act of 1934 (15 U.S.C. 78k-1) and § 242.614 of this chapter, or to amend such an application or registration.

[86 FR 18814, Apr. 9, 2021]

authority: 15 U.S.C. 78a

cite as: 17 CFR 249.1002